Is the financial adviser independent and regulated?

News & Views

Is the financial adviser independent and regulated?

14th April 2021

The answer to both of these must be yes.

If they are independent, they will be unbiased towards any investment fund, bank or mortgage provider and only offer you solutions that meet your requirements and not theirs.

If they are regulated by the Financial Conduct Authority, you know that they have had to comply with rigorous guidelines and certifications for both individuals and their business as well as undertaking to treat all customers fairly. Further details of the FCA guidelines for financial advisers can be found here: Financial Advisers | FCA

Financial Planning

Protection

Retirement Planning

Investments Solutions

Registered in Scotland No. - SC232903.
Registered office: 15 Manor Place, Edinburgh, EH3 7DH
Robson Macintosh & Company Limited is an Independent Financial Adviser authorised and regulated by the Financial Conduct Authority FCA Reference number 217853. The guidance and or advice contained in this website is subject to UK regulatory regime and is therefore restricted to consumers based in the UK. The Financial Ombudsman Service is available to sort out individual complaints that clients and financial services businesses aren't able to resolve themselves. To contact the Financial Ombudsman Service please visit www.financial-ombudsman.org.uk
Terms of Business | Terms & Conditions | Privacy Notice | Cookie Policy

News & Views